Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Guzman is a registered investment advisor representative with Capital Client Group, Inc. Jose Luis Guzman has been in the financial industry since 2015 and has a current approved Series 66, 7TO and SIE registration. Jose Luis Guzman is currently registered in California, having been approved on 9/27/2022, with both a broker-dealer (BC) and Investment Advisor (IA) license. Jose Luis Guzman has been registered with Capital Group - American Funds Distributors, Inc. and UCLA Housing and Hospitality.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
09/27/2022 - Present
Capital Client Group, Inc. (Los Angeles CA)
BOTH
Issued 09/27/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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