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Jose Luis Gonzalez

DFA Securities LLC

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About Jose Luis Gonzalez

Firm Information

Jose Gonzalez is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in all 50 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.
DFA Securities LLC

1515 SOUTH TRYON STREET

CHARLOTTE, NC 28203

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Gonzalez’s Registration & Firm History

NC

09/26/2023 - Present

DFA Securities LLC (CHARLOTTE NC)

IL

08/18/2014 - 07/07/2023

WELLINGTON FUNDS DISTRIBUTORS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Luis Gonzalez.
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