Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Garcia is a registered representative with Ameriprise Financial Services, LLC. Jose has been in the financial services industry for over 6 years. Jose is registered with the state of Massachusetts and New Hampshire. Jose has a Series 7 and 66 license and SIE exam certification. Jose also has experience with Berenberg Capital Markets LLC. The firm's main office is in Minneapolis, Minnesota. The firm manages assets for individuals, businesses, trusts, estates, pension and profit-sharing plans, corporations and other businesses, charitable organizations and insurance companies. Ameriprise Financial provides various services including financial planning, asset allocation, educational seminars and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/24/2024 - Present
Ameriprise Financial Services, LLC (NORWELL MA)
NY
04/21/2021 - 03/11/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
MA
02/24/2017 - 04/07/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Wellesley MA)
BC
Issued 06/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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