Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Garcia is an investment advisor representative with Sequent Planning, LLC. Jose is licensed in Florida and Michigan. Jose has been in the industry for 27 years and has experience with multiple firms including Intersecurities, Inc., DFS Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and Pruco Securities Corporation. Jose holds a Series 6 and Series 65 licenses. Jose also owns and operates SafeHarbor Management Group (SMG), offering insurance products. Jose focuses on individual and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
08/20/2024 - Present
Sequent Planning, LLC (OMAHA NE)
FL
11/19/1997 - 06/05/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MI
09/03/1997 - 11/19/1997
DFS SECURITIES, INC. (PORTAGE MI)
MN
04/09/1997 - 06/19/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/09/1997 - 06/19/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
12/05/1996 - 04/25/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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