Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Gallegos is a registered representative with North Capital Private Securities Corp. Jose Luis has over 4 years of experience in the financial services industry and holds Series 7, Series 57, Series 63, and Series 99TO licenses. Jose Luis has held previous positions at Maxim Group LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
10/20/2021 - Present
North Capital Private Securities Corp. (SALT LAKE CITY UT)
NY
03/19/2019 - 11/25/2020
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 07/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/02/2021
Series 57TO - Securities Trader Exam
BC
Issued 03/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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