Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Frias is a financial advisor with Commerz Markets LLC. Jose Luis Frias has been in the financial services industry since February 5, 2001. Jose Luis Frias is registered with FINRA as a General Securities Representative and holds the Series 7 and Series 63 licenses. Jose Luis Frias was previously registered with Santander Investment Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/06/2017 - Present
Commerz Markets LLC (NEW YORK NY)
NY
06/25/1999 - 01/22/2016
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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