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Jose Luis Castillo rivera

Vanguard Marketing Corp.

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About Jose Luis Castillo rivera

Jose Luis Castillo rivera is a financial advisor with Vanguard Marketing Corp. Jose Luis is registered with the state of Texas and is a Series 7TO, Series 63 and SIE licensed advisor. Jose Luis has been in the industry since February 27, 2022 and is located in Plano, Texas.

Firm Information

Jose Castillo rivera is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Castillo rivera’s Registration & Firm History

TX

02/28/2022 - Present

Vanguard Marketing Corp. (Plano TX)

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Licenses & Designations

BC

Issued 03/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Luis Castillo rivera.
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