Unclaimed
Jose Luis Castillo rivera is a financial advisor with Vanguard Marketing Corp. Jose Luis is registered with the state of Texas and is a Series 7TO, Series 63 and SIE licensed advisor. Jose Luis has been in the industry since February 27, 2022 and is located in Plano, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/28/2022 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 03/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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