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Jose Lopez

Fidelity Distributors Co. LLC

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About Jose Lopez

Jose Lopez is a registered representative with Fidelity Distributors Co. LLC. Jose holds the Series 63, Series 7TO and SIE licenses. Jose has been in the securities industry for 1 year and is registered with the state of Texas and 51 other states. Prior to joining Fidelity Distributors Co. LLC, Jose was a registered representative with Fidelity Brokerage Services LLC. Jose is located in WESTLAKE, TX.

Firm Information

Jose Lopez is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Lopez’s Registration & Firm History

TX

05/01/2023 - Present

Fidelity Distributors Co. LLC (WESTLAKE TX)

TX

08/04/2022 - 04/14/2023

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Lopez.
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