Unclaimed
Jose Lopez is a registered representative with Fidelity Distributors Co. LLC. Jose holds the Series 63, Series 7TO and SIE licenses. Jose has been in the securities industry for 1 year and is registered with the state of Texas and 51 other states. Prior to joining Fidelity Distributors Co. LLC, Jose was a registered representative with Fidelity Brokerage Services LLC. Jose is located in WESTLAKE, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/01/2023 - Present
Fidelity Distributors Co. LLC (WESTLAKE TX)
TX
08/04/2022 - 04/14/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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