Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Lara is a financial professional with over 24 years of experience in the industry. Jose is currently registered with LPL Financial LLC in Tustin, California. Jose has been a registered representative with LPL Financial LLC since May 2022. Prior to that, Jose was with CUNA BROKERAGE SERVICES, INC. from January 2007 to May 2022. Jose also has previous experience with CUSO FINANCIAL SERVICES, L.P. and INVEST FINANCIAL CORPORATION. Jose holds the Series 6, 7, and 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/18/2022 - Present
LPL Financial LLC (Tustin CA)
CA
01/22/2007 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Tustin CA)
CA
09/29/2006 - 01/24/2007
CUSO FINANCIAL SERVICES, L.P. (SANTA ANA CA)
CA
01/04/2001 - 12/31/2004
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NA
03/01/1990 - 04/14/1994
INVEST FINANCIAL CORPORATION
BC
Issued 10/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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