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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Rojas is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jose Rojas has been in the securities industry since June 12, 2000. Jose Rojas is registered with the state of Idaho and Texas. Jose Rojas has passed the Series 63, 65, 7, 9, 10 and SIE exams. Jose Rojas has experience working with high net worth individuals, corporations and pension plans. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Jose Rojas worked for CITIGROUP GLOBAL MARKETS INC. in Seattle, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
05/15/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOISE ID)
WA
06/13/2000 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
IA
Issued 11/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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