linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jose Jr Espinal

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jose? Claim Your Profile

About Jose Jr Espinal

Jose Jr Espinal is a registered representative with Smbc Nikko Securities America, Inc. Jose is currently registered with FINRA as a General Securities Representative. Jose obtained their Securities Industry Essentials Examination (SIE) and Operations Professional Examination (Series 99TO) licenses.

Firm Information

Jose Espinal is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jose Espinal’s Registration & Firm History

NY

01/06/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

Not sure if Jose Jr Espinal is right for you?

Licenses & Designations

BC

Issued 01/06/2024

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Jr Espinal.
Not sure if Jose Jr Espinal is right for you?