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Jose I Ventura

Kestra Investment Services, LLC

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About Jose I Ventura

Jose Ventura is a registered representative of Kestra Investment Services, LLC, a firm headquartered in Leesburg, VA. Jose has been working in the securities industry for over 15 years and is licensed to sell securities in the District of Columbia, Maryland, and Virginia. Jose holds the Series 6 and SIE licenses as well as the Series 63.

Firm Information

Jose Ventura is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Ventura’s Registration & Firm History

VA

10/14/2014 - Present

Kestra Investment Services, LLC (Leesburg VA)

VA

03/04/2014 - 09/08/2014

SANDERS MORRIS HARRIS INC. (FAIRFAX VA)

MD

08/23/2011 - 03/06/2014

FINANCIAL TELESIS INC (ANNAPOLIS MD)

VA

10/24/2007 - 08/17/2011

TOWER SQUARE SECURITIES, INC. (LEESBURG VA)

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Licenses & Designations

BC

Issued 06/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose I Ventura.
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