Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Monroy is a financial advisor with Edward Jones. Jose has been in the industry since 2006 and has experience with Merrill Lynch, UBS Financial Services, and Morgan Stanley. Jose has a series 66 license, and is a Certified Financial Planner. Jose currently works in the Scotch Plains, New Jersey office of Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/29/2017 - Present
Edward Jones (SCOTCH PLAINS NJ)
NJ
02/09/2016 - 03/28/2017
CAPITAL ONE INVESTING, LLC (JERSEY CITY NJ)
NY
06/19/2012 - 02/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/22/2009 - 04/10/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
06/01/2009 - 10/19/2009
MORGAN STANLEY SMITH BARNEY (MORRISTOWN NJ)
NJ
10/04/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
09/04/2006 - 09/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
BOTH
Issued 11/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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