Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Gerardo Palon is a registered representative with W&S Brokerage Services, Inc. Jose has been in the financial services industry since 2012. Jose is currently registered with the state of California. Jose is also a Series 6 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
11/14/2017 - Present
W&S Brokerage Services, Inc. (Cerritos CA)
CA
08/28/2014 - 08/25/2017
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
CA
07/18/2012 - 08/26/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (LOS ANGELES CA)
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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