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Jose Fernando Herrera

Nylife Securities LLC

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About Jose Fernando Herrera

Jose Fernando Herrera is a financial advisor with Nylife Securities LLC. Jose Fernando has been working in the financial services industry since 2011. Jose Fernando is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6 and Series 63 license. Jose Fernando's current registration is active in both Florida and New York.

Firm Information

Jose Herrera is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Herrera’s Registration & Firm History

FL

04/09/2015 - Present

Nylife Securities LLC (SUNRISE FL)

FL

01/10/2014 - 03/09/2015

MWA FINANCIAL SERVICES INC. (COCONUT CREEK FL)

FL

06/02/2011 - 10/04/2013

METLIFE SECURITIES INC. (FORT LAUDERDALE FL)

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Licenses & Designations

BC

Issued 08/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Jose Fernando Herrera. Review regulatory record here.
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