Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Escobar is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jose has been in the financial industry since 2019, working previously with J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC. Jose is registered with the state of Texas. Jose has a Series 63 license and is also a Series 7, 66 and SIE licensed representative. Jose is affiliated with the Houston branch office of Merrill Lynch, Pierce, Fenner & Smith Inc., located at 5348 Westheimer Rd in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
06/22/2020 - 10/08/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
04/04/2019 - 03/24/2020
WELLS FARGO CLEARING SERVICES, LLC (BELLAIRE TX)
BOTH
Issued 01/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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