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Jose Enrique Rodriguez-morales

Cetera Advisor Networks LLC

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About Jose Enrique Rodriguez-morales

Jose Enrique Rodriguez-morales is a financial advisor with Cetera Advisor Networks LLC. Jose has been in the industry since 1994 and has a strong track record of success. Jose is registered with the state of Puerto Rico and holds the Series 6 and SIE licenses. Jose is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Previously, Jose was registered with Walnut Street Securities, Inc. and Allmerica Investments, Inc.

Firm Information

Jose Rodriguez-morales is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Rodriguez-morales’s Registration & Firm History

PR

09/03/2013 - Present

Cetera Advisor Networks LLC (SAN JUAN PR)

PR

02/23/1996 - 09/03/2013

WALNUT STREET SECURITIES, INC. (SAN JUAN PR)

NA

12/11/1995 - 01/03/1996

WALNUT STREET SECURITIES, INC.

MA

02/09/1994 - 12/07/1995

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Enrique Rodriguez-morales.
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