Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Lopes is a financial professional with over 15 years of experience in the financial services industry. Jose is a Registered Representative with Osaic Wealth, Inc. in Cranston, RI. Jose has a strong track record of success in helping clients achieve their financial goals. Jose specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Jose also serves as an Independent Contractor with JL Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
09/01/2023 - Present
Osaic Wealth, Inc. (CRANSTON RI)
RI
08/02/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CRANSTON RI)
MA
08/30/2017 - 08/19/2022
SECURIAN FINANCIAL SERVICES, INC. (Braintree MA)
RI
05/08/2015 - 08/18/2017
PRINCIPAL SECURITIES, INC. (PAWTUCKET RI)
RI
02/15/2008 - 05/07/2015
MML INVESTORS SERVICES, LLC (WARWICK RI)
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jose Lopes is the right advisor for you? Invested Better is here to help.
