linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jose E Diaz

J.p. Morgan Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jose? Claim Your Profile

About Jose E Diaz

Jose E. Diaz is a financial professional with over 10 years of experience in the industry. Jose is currently registered with J.P. Morgan Securities LLC in Scotch Plains, NJ, and has been with the firm since 2012. Previously, Jose held positions at Santander Securities LLC and Chase Investment Services Corp. Jose is licensed to provide investment advice in multiple states, including California, Connecticut, Florida, New Jersey, New York, Pennsylvania, and Wyoming. Jose holds Series 6 and 63 securities licenses. Jose specializes in financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Jose Diaz is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee computed based on cents-per-share-deposited-into-the-account

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jose Diaz’s Registration & Firm History

NJ

01/24/2019 - Present

J.p. Morgan Securities LLC (Scotch Plains NJ)

NJ

07/17/2018 - 01/11/2019

SANTANDER SECURITIES LLC (SOUTH AMBOY NJ)

NJ

10/01/2012 - 07/11/2018

J.P. MORGAN SECURITIES LLC (WATCHUNG NJ)

NJ

02/14/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (WATCHUNG NJ)

Not sure if Jose E Diaz is right for you?

Licenses & Designations

BC

Issued 02/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose E Diaz.
Not sure if Jose E Diaz is right for you?