Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Dejesus Gonzalez is a financial advisor with over 20 years of experience in the financial services industry. Gonzalez currently works at LPL Financial LLC. Gonzalez has been registered with the state of Texas since 2012 and currently has an active registration with Texas. In California, Gonzalez has an active registration and is currently pending approval for the state's Investment Advisor Representative Certification Exam. Gonzalez is registered as a registered representative in California, Ohio, Texas, Utah and Virginia. Previously, Gonzalez worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA INVESTMENT SERVICES, INC. Gonzalez holds a Series 6, 7, 63 and 65 license. Gonzalez also holds a Series SIE license. Gonzalez specializes in financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/27/2012 - Present
LPL Financial LLC (FONTANA CA)
CA
10/23/2009 - 05/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
02/03/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (EL MONTE CA)
CA
04/07/1997 - 07/02/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 03/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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