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Jose De jesus Preciado

Vanguard Marketing Corp.

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About Jose De jesus Preciado

Jose Preciado is a financial professional with over 14 years of experience in the financial services industry. Jose currently works at Vanguard Marketing Corp., a firm with a strong reputation in the industry. Jose holds the Series 6, Series 7, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Jose is registered in Arizona and Pennsylvania. Prior to joining Vanguard Marketing Corp., Jose worked at J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.

Firm Information

Jose Preciado is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Preciado’s Registration & Firm History

PA

06/28/2013 - Present

Vanguard Marketing Corp. (MALVERN PA)

AZ

10/01/2012 - 05/23/2013

J.P. MORGAN SECURITIES LLC (GLENDALE AZ)

AZ

10/22/2008 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (GLENDALE AZ)

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Licenses & Designations

BC

Issued 10/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2013

Series 7 - General Securities Representative Examination

BC

Issued 10/21/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jose De jesus Preciado. Review regulatory record here.
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