Unclaimed
Jose Preciado is a financial professional with over 14 years of experience in the financial services industry. Jose currently works at Vanguard Marketing Corp., a firm with a strong reputation in the industry. Jose holds the Series 6, Series 7, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Jose is registered in Arizona and Pennsylvania. Prior to joining Vanguard Marketing Corp., Jose worked at J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/28/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
AZ
10/01/2012 - 05/23/2013
J.P. MORGAN SECURITIES LLC (GLENDALE AZ)
AZ
10/22/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GLENDALE AZ)
BC
Issued 10/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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