Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Daniel Giraldo is a financial advisor with Janney Montgomery Scott LLC. Jose has been working in the financial industry since 2008 and has experience working with a wide range of clients, including individuals, families, corporations, and retirement plans. Jose is a registered representative of Janney Montgomery Scott LLC and is licensed in all 50 states. Jose is also a registered investment advisor, and holds the Series 3, Series 6, Series 7, Series 10, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
09/06/2022 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
07/16/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
06/10/2010 - 06/28/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MO
10/13/2008 - 06/11/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
03/12/2008 - 07/30/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
IA
Issued 01/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2016
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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