Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Pineda is a financial advisor with ADP Broker-Dealer, Inc. in El Paso, TX. Jose has been in the industry since 2019 and has passed a total of five exams. Jose is registered in 52 states for securities brokerage and has a Series 10 and Series 9 license for general securities sales supervisor. Jose previously worked for CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/26/2024 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
TX
04/26/2019 - 02/05/2024
CHARLES SCHWAB & CO., INC. (El Paso TX)
BC
Issued 07/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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