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Jose Carlos Perez-vega

South Street Securities LLC

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About Jose Carlos Perez-vega

Jose Carlos Perez-vega is a financial advisor with over 29 years of experience in the industry. Jose has a broad background in financial services, having worked at several firms including RBC Capital Markets Corporation, Liberty Brokerage Inc., and Fuji Securities Inc. Currently, Jose is a registered representative at South Street Securities LLC. Jose is licensed to provide investment advice in 53 states and holds Series 7, 24 and 63 securities licenses, and the SIE exam.

Firm Information

Jose Perez-vega is currently registered with South Street Securities LLC. South Street Securities LLC is a Limited Liability Company that was formed on March 1, 2001. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Perez-vega’s Registration & Firm History

NY

10/31/2005 - Present

South Street Securities LLC (NEW YORK NY)

NY

12/22/2010 - 01/31/2011

DHF SERVICES LLC (NEW YORK NY)

NY

09/17/2007 - 10/19/2009

DHF SERVICES LLC (NEW YORK NY)

NY

05/24/2000 - 04/29/2005

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NJ

06/22/1999 - 05/11/2000

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NY

09/10/1996 - 09/03/1998

FUJI SECURITIES INC. (NEW YORK NY)

NY

11/22/1994 - 08/05/1996

DRESDNER SECURITIES (USA) INC. (NEW YORK NY)

NY

02/06/1992 - 11/03/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Carlos Perez-vega.
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