Unclaimed
Jose Caratachea is a registered representative with Vanguard Marketing Corp. Jose is licensed in 53 states, as well as Puerto Rico and the Virgin Islands. Jose specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/23/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 05/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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