Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Briceno is a financial advisor with Guggenheim Securities, LLC in Houston, Texas. Jose has been working in the financial industry since May 1, 2011. Prior to joining Guggenheim Securities, LLC, Jose was employed by BARCLAYS CAPITAL INC. Jose has a strong background in investment banking and has passed the Series 79 exam, which demonstrates his expertise in investment banking. Jose is also a registered representative and has passed the Series 63 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/05/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
09/09/2010 - 12/13/2023
BARCLAYS CAPITAL INC. (HOUSTON TX)
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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