Unclaimed
Jose Benito Berber-lopez is a financial advisor with Natixis Securities Americas LLC. Jose has been in the industry since 2007. Prior to joining Natixis Securities Americas LLC, Jose worked at Nomura Securities International, Inc., RBS Securities Inc., and HSBC Securities (USA) Inc. Jose is licensed to sell securities in all 50 states and is a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2018 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
06/28/2010 - 09/13/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CT
09/25/2007 - 05/03/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
11/13/2006 - 09/11/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 08/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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