Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Barboza is a financial professional with over 6 years of experience in the industry. Jose is currently registered with Fidelity Brokerage Services LLC. Previously, Jose was registered with TD Ameritrade, Inc. and J.P. Morgan Securities LLC. Jose holds the Series 6, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/01/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
CA
07/22/2019 - 10/14/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
05/16/2016 - 04/23/2019
J.P. MORGAN SECURITIES LLC (PALM SPRINGS CA)
BC
Issued 05/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Jose Barboza is the right advisor for you? Invested Better is here to help.
