Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Armando Frausto Gutierrez is an active investment advisor representative with Thrivent Investment Management Inc. Jose Armando Frausto Gutierrez has been in the industry since June 15, 2023. He is registered with the state of California and is a registered representative with FINRA. Jose Armando Frausto Gutierrez holds Series 66, 63, 7TO and SIE licenses and is a specialist in Financial Planning and Portfolio Management. He has previous experience with Eagle Community Credit Union, Cal State Fullerton, Fedex Express, In N Out Burger, Fullerton College, Sunny Hills High School, and Thrivent Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/07/2023 - Present
Thrivent Investment Management Inc. (Irvine CA)
BOTH
Issued 08/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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