Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Valle is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. Jose Valle has been working in the financial services industry since July 2004 and has previously held positions at several firms, including Charles Schwab & Co., Inc., TD Ameritrade, Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BBVA Securities Inc. Jose Valle is licensed in the states of Arizona, Louisiana, Michigan, Missouri, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/30/2023 - Present
Fidelity Personal AND Workplace Advisors (KATY TX)
TX
01/26/2022 - 08/07/2023
CHARLES SCHWAB & CO., INC. (Houston TX)
TX
06/08/2021 - 08/07/2023
TD AMERITRADE, INC. (HOUSTON TX)
TX
01/13/2020 - 06/02/2021
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
04/08/2015 - 01/03/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/16/2013 - 04/08/2015
BBVA SECURITIES INC. (SUGAR LAND TX)
TX
05/19/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SUGAR LAND TX)
TX
06/28/2010 - 05/11/2011
INVESTMENT PROFESSIONALS, INC. (HOUSTON TX)
TX
03/30/2009 - 04/15/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SUGAR LAND TX)
TX
12/21/2005 - 02/12/2009
COMPASS BROKERAGE, INC. (KATY TX)
CA
02/07/2005 - 11/04/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
10/01/2003 - 08/12/2004
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
GA
07/15/2002 - 09/27/2002
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Jose Valle is the right advisor for you? Invested Better is here to help.
