Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Serra is a financial advisor with over 30 years of experience in the industry. Jose is currently registered with Cambridge Investment Research Advisors, Inc. and is licensed to provide financial advice in a number of states. Prior to his current position, Jose worked at Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., and E.F. Hutton & Company Inc. Jose offers a variety of services to his clients, including financial planning, portfolio management, and educational seminars. He is a member of the Agape Fellowship of the Mennonite Church and is a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
03/15/2018 - Present
Cambridge Investment Research Advisors, Inc. (Williamsport PA)
PA
10/10/2006 - 10/25/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MONTOURSVILLE PA)
PA
07/31/1993 - 10/16/2006
CITIGROUP GLOBAL MARKETS INC. (WILLIAMSPORT PA)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/25/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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