Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Lopez is a financial advisor with over 30 years of experience in the industry. Jose is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2013. Jose provides a range of services, including financial planning, portfolio management, pension consulting, and educational seminars. Jose has a strong track record of success, and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/15/2023 - Present
Cetera Investment Advisers LLC (OAK BROOK IL)
IL
10/22/2008 - 10/20/2009
WRP INVESTMENTS, INC. (DARIEN IL)
IL
12/03/2001 - 10/22/2008
OBERWEIS SECURITIES, INC. (DARIEN IL)
NE
07/02/1998 - 11/30/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
03/28/1998 - 06/16/1998
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IL
09/26/1996 - 03/28/1998
ADM SECURITIES, INC. (CHICAGO IL)
NY
04/12/1995 - 10/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/03/1991 - 03/30/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/03/1991 - 03/30/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
04/25/1990 - 07/03/1990
KETTLER & COMPANY (CHICAGO IL)
NA
03/10/1987 - 12/21/1988
GRAYSTONE NASH, INC.
NA
01/02/1987 - 03/06/1987
J. W. GANT & ASSOCIATES, INC.
NA
03/19/1986 - 01/02/1987
MICHELIN AND COMPANY, INC.
IA
Issued 06/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1990
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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