Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Iglesias is a financial advisor with UBS Financial Services Inc. Jose has been in the industry since 1998 and is registered with FINRA as a registered representative and with the state of New York as an investment advisor representative. Jose holds several licenses and certifications including Series 7, Series 63, Series 8, Series 24, and Series 65. Previously, Jose was employed with UBS International Inc., CITICORP INVESTMENT SERVICES, SANFORD C. BERNSTEIN & CO., INC., and WATERHOUSE SECURITIES, INC.. Jose provides a wide range of financial services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/23/2019 - Present
UBS Financial Services Inc. (New York NY)
NY
06/14/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
09/19/2001 - 05/21/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
11/06/1998 - 05/24/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NA
09/10/1997 - 08/19/1998
WATERHOUSE SECURITIES, INC.
NE
10/31/1996 - 08/19/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
11/26/1996 - 12/05/1997
WASHINGTON DISCOUNT BROKERAGE CORP. (NEW YORK NY)
IA
Issued 10/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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