Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Fernandez is a registered representative with Mml Investors Services, LLC. Jose has been in the financial services industry since August 6, 1991. Jose holds several securities licenses including Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 26, Series 53, Series 63, Series 65 and Series 66. Jose has also been registered with several firms prior to joining Mml Investors Services, LLC. These firms include PRUCO SECURITIES, LLC., ALLSTATE FINANCIAL SERVICES, LLC, FIRST TENNESSEE BROKERAGE, INC., COLONIAL BROKERAGE, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, WACHOVIA SECURITIES, INC., WACHOVIA BROKERAGE SERVICE, BARNETT INVESTMENTS, INC., JMC FINANCIAL CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Jose currently offers financial planning, asset allocation programs, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
GA
11/04/2011 - Present
MML Investors Services, LLC (ATLANTA GA)
GA
03/14/2008 - 01/03/2011
PRUCO SECURITIES, LLC. (ATLANTA GA)
GA
01/12/2007 - 03/13/2008
ALLSTATE FINANCIAL SERVICES, LLC (NORCROSS GA)
GA
09/14/2004 - 06/23/2006
FIRST TENNESSEE BROKERAGE, INC. (ALPHARETTA GA)
AL
02/25/2003 - 08/31/2004
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
OH
06/20/2000 - 03/03/2003
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NC
02/14/2000 - 05/31/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
02/06/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
FL
01/24/1995 - 01/21/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MA
10/07/1991 - 01/30/1995
JMC FINANCIAL CORPORATION (BOSTON MA)
MN
12/19/1989 - 12/05/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/19/1989 - 12/05/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/11/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 9/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/4/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/5/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/1/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/9/1996
Series 4 - Registered Options Principal Examination
BC
Issued 6/28/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/1/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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