Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio Diaz is a financial professional with over 15 years of experience in the financial services industry. Jose is currently registered with Nylife Securities LLC and has been with the firm since 2023. Previously, Jose worked with NYLIFE DISTRIBUTORS LLC and Nylife Securities LLC. Jose has a Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/20/2023 - Present
Nylife Securities LLC (NEW YORK NY)
NY
07/15/2008 - 01/23/2023
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
04/10/2007 - 06/26/2008
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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