Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Antonio De la lama is a financial advisor at Raymond James & Associates, Inc. Jose has been in the industry since 2001. Jose has a strong background in the financial services industry, having worked at several prominent firms. Jose's prior experience includes roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., SunTrust Investment Services, Inc., and WM Financial Services, Inc.. Jose is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/08/2021 - Present
Raymond James & Associates, Inc. (Miami FL)
FL
10/07/2011 - 02/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
08/15/2005 - 10/07/2011
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
GA
06/08/2004 - 08/23/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
CA
10/23/2002 - 06/10/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
11/14/2000 - 08/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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