Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Angeles Yamat is a financial advisor with Wells Fargo Clearing Services, LLC. Jose has been in the industry since 1993, and has held licenses in both Broker-Dealer and Investment Advisor capacities. He holds Series 7, 9, 10, 31, 63, and 65 licenses as well as the SIE designation. His current registrations are with Wells Fargo Clearing Services, LLC in Wisconsin and Iowa. His previous affiliations include RBC DAIN RAUSCHER INC. and DAIN RAUSCHER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/12/2005 - Present
Wells Fargo Clearing Services, LLC (MILWAUKEE WI)
NY
03/02/1998 - 08/26/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
05/19/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 09/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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