linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jose Andres Pluto

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jose? Claim Your Profile

About Jose Andres Pluto

Jose Andres Pluto is a financial advisor registered with Neuberger Berman BD LLC and has been in the industry since March 30, 2008. Jose Andres Pluto has a Series 3 and a Series 7 license. Jose Andres Pluto has a total of 2 state registrations and 2 IA registrations. The advisor is also a Chartered Financial Analyst. Jose Andres Pluto provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC. The advisor also manages the HOA for North Racine Avenue Condominium Association.

Firm Information

Jose Pluto is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jose Pluto’s Registration & Firm History

IL

06/08/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

NM

07/30/2013 - 11/03/2016

THORNBURG SECURITIES CORPORATION (SANTA FE NM)

NY

04/20/2004 - 07/01/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/01/2001 - 08/12/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

12/14/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

Not sure if Jose Andres Pluto is right for you?

Licenses & Designations

BC

Issued 06/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2004

Series 3 - National Commodity Futures Examination

BC

Issued 12/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jose Andres Pluto.
Not sure if Jose Andres Pluto is right for you?