Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Alfredo Soto loya is a registered representative with Northwestern Mutual Investment Services, LLC. Jose Alfredo Soto loya has been in the financial services industry since March 7, 2024. Jose Alfredo Soto loya is licensed to conduct business in New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NM
03/07/2024 - Present
Northwestern Mutual Investment Services, LLC (ALBUQUERQUE NM)
BC
Issued 05/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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