Unclaimed
Jose Alberto Guerra is a registered representative of Fidelity Brokerage Services LLC. Jose has been in the industry since 2021. Jose is licensed in 53 states, including Alabama, Alaska, Arizona, and Arkansas. Jose has passed the Series 63, Series 7TO, and SIE exams. Jose is currently located at 49 NORTH 400 WEST, SALT LAKE CITY, UT 84101.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
09/27/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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