Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Alberto Gallegos is a financial professional with over 20 years of experience in the financial services industry. Jose is currently registered with Assetmark Brokerage, LLC and has been with the firm since December 2017. Jose has held a Series 7, Series 9, Series 10, and Series 63 license and has a SIE certification. Previously, Jose was registered with Charles Schwab & Co., Inc. for over 14 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/12/2017 - Present
Assetmark Brokerage, LLC (CONCORD CA)
CA
03/15/2001 - 09/21/2015
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/13/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jose Gallegos is the right advisor for you? Invested Better is here to help.
