Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Contreras is a financial advisor with over 16 years of experience in the financial services industry. Jose is currently registered as a broker-dealer in both California and Texas and is associated with Rockefeller Financial LLC. Jose is a highly experienced and knowledgeable advisor who specializes in financial planning, portfolio management, and selection of other advisors. Jose has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/30/2021 - Present
Rockefeller Financial LLC (NEW YORK NY)
CA
10/18/2011 - 04/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
06/01/2009 - 10/10/2011
MORGAN STANLEY SMITH BARNEY (SHERMAN OAKS CA)
CA
09/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
03/28/2008 - 09/26/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
10/19/2006 - 03/24/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
09/30/2005 - 10/10/2006
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
BOTH
Issued 10/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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