Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose A. Santiago-vazquez is a financial advisor with B. Riley Wealth Management. Jose has been in the financial services industry since June 7, 2013. Jose holds the Series 7TO, Series 6, and SIE licenses. Jose has a total of 4 years of experience as a registered representative and is licensed in Puerto Rico. Previously, Jose worked at National Securities Corporation, IFS Securities, Kovack Securities Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
07/22/2022 - Present
B. Riley Wealth Management (CAROLINA PR)
PR
01/21/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (CAROLINA PR)
PR
01/02/2019 - 09/17/2019
IFS SECURITIES (Carolina PR)
PR
04/10/2017 - 11/27/2018
KOVACK SECURITIES INC. (San Juan PR)
PR
12/17/2012 - 03/27/2017
AXA ADVISORS, LLC (HATO REY PR)
BC
Issued 04/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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