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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose A Sanchez-kinghorn is an Investment Advisor Representative associated with UBS Financial Services Inc. since November 2013. Jose is also a Board Member for the Dr. Felix Matos-Rodriguez Fund Raising for Hostos Community College. Jose is registered with FINRA and has 13 years of experience in the financial services industry. Jose's current registrations include RA in CT, FL, NJ, NY, and TX. Jose's past employment experience includes CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and CITICORP FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
11/29/2022 - Present
UBS Financial Services Inc. (Old Greenwich CT)
NY
05/29/2007 - 02/27/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/15/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NA
01/19/1994 - 08/03/1994
CITICORP INVESTMENT SERVICES
NA
06/01/1992 - 04/08/1993
CITICORP FINANCIAL SERVICES CORPORATION
NA
08/09/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
BOTH
Issued 01/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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