Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Lau is a financial professional with over 14 years of experience in the financial services industry. Jose has a wide range of experience working with different firms such as PNC Investments, BBVA Securities Inc., Actinver Securities, Inc., VectorGlobal WMG, and Monex Securities, Inc. Currently, Jose is registered as a Registered Representative with Bbva Global Wealth Advisors, Inc. Jose has a strong background in providing financial advice to high-net-worth individuals, corporations, and foreign trusts. Jose is committed to helping clients achieve their financial goals and providing them with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
10/10/2024 - Present
Bbva Global Wealth Advisors, Inc. (Houston TX)
TX
09/17/2021 - 11/30/2023
PNC INVESTMENTS (HOUSTON TX)
TX
08/06/2018 - 09/17/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/08/2017 - 07/19/2018
ACTINVER SECURITIES, INC. (HOUSTON TX)
FL
03/23/2017 - 08/07/2017
VECTORGLOBAL WMG (MIAMI FL)
TX
12/17/2009 - 12/03/2014
ACTINVER SECURITIES, INC. (HOUSTON TX)
TX
11/02/2006 - 12/03/2009
MONEX SECURITIES, INC. (HOUSTON TX)
BOTH
Issued 09/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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