Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Galvan is a financial professional with over 10 years of experience in the industry. Jose holds the Series 7, Series 99, Series 24 and SIE licenses. Jose is currently registered with Natixis Securities Americas LLC. Prior to this, Jose was registered with Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/12/2019 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
09/11/2012 - 09/10/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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