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Joscelyn Joseph Worrell

Charles Schwab & CO., Inc.

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About Joscelyn Joseph Worrell

Joscelyn Worrell is an investment advisor representative currently registered with Charles Schwab & Co., Inc. Joscelyn has been in the securities industry for 15 years. Prior to joining Charles Schwab, Joscelyn worked at TD Ameritrade, Inc. and E*TRADE Securities LLC. Joscelyn is also a FINRA Arbitrator.

Firm Information

Joscelyn Worrell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joscelyn Worrell’s Registration & Firm History

GA

10/19/2021 - Present

Charles Schwab & CO., Inc. (Atlanta GA)

NE

02/28/2022 - 12/31/2023

TD AMERITRADE, INC. (OMAHA NE)

GA

07/29/2015 - 10/20/2021

TD AMERITRADE, INC. (ATLANTA GA)

GA

08/27/2012 - 07/28/2015

E*TRADE SECURITIES LLC (ALPHARETTA GA)

GA

06/25/2010 - 08/25/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)

GA

09/06/2007 - 06/28/2010

SUNTRUST INVESTMENT SERVICES, INC. (CONYERS GA)

GA

01/18/2007 - 08/30/2007

CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 02/02/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/26/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/15/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 01/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joscelyn Joseph Worrell.
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