Unclaimed
Joscaly Hodge is a licensed investment advisor in the state of Florida, with over 20 years of experience in the financial industry. Joscaly Hodge has held various positions in the financial industry, including positions at Robinhood Financial, LLC, Pershing Advisor Solutions LLC, and TD Ameritrade, Inc. Currently, Joscaly Hodge is employed by Pershing LLC as a Registered Representative. Joscaly Hodge holds a number of licenses, including Series 7, 63, 24, 10, 9, 52, 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/19/2021 - Present
Pershing LLC (LAKE MARY FL)
FL
09/14/2019 - 03/29/2021
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
FL
09/27/2007 - 08/19/2019
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
NJ
02/20/2001 - 04/19/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
IA
Issued 06/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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