Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joris? Claim Your ProfileJoris Von Hitt is a financial advisor with over 25 years of experience in the industry. Joris has worked with Morgan Stanley and Morgan Stanley Smith Barney LLC before joining Wells Fargo Clearing Services, LLC in 2019. Joris is currently registered as a registered representative in California and Texas. Joris holds Series 3, 7, 31, 63, and 65 licenses. Joris specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/18/2019 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
06/01/2009 - 01/22/2019
MORGAN STANLEY (LA JOLLA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
11/22/1994 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
IA
Issued 04/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1996
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joris Hitt is the right advisor for you? Invested Better is here to help.
