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Jorick Kenneth Gaines

Transamerica Financial Advisors, Inc.

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About Jorick Kenneth Gaines

Jorick Gaines is a financial advisor with over 25 years of experience in the financial services industry. Jorick currently works with Transamerica Financial Advisors, Inc., serving individuals, high-net-worth individuals, corporations, and charitable organizations. Jorick also offers portfolio management for individuals. Before joining Transamerica Financial Advisors, Inc., Jorick was registered with WORLD GROUP SECURITIES, INC., and WMA SECURITIES, INC. Jorick is licensed to sell insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc.

Firm Information

Jorick Gaines is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jorick Gaines’s Registration & Firm History

CA

06/30/2020 - Present

Transamerica Financial Advisors, Inc. (SAN JOSE CA)

CA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (SAN JOSE CA)

GA

08/13/1996 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/24/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jorick Kenneth Gaines.
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